The Office of Attorney General has contracted with a nonprofit organization that is responsible for maintaining the list of subscribers who want to avoid telemarketing calls. The list administrator is responsible for updating the list and providing that list to telemarketers on a quarterly basis. Show
Every telemarketer that calls residential, business or wireless subscribers in Pennsylvania is required to purchase the list from the list administrator. The telemarketer must then remove every name on the “Do Not Call” list from their calling lists within 30 days of receiving the list. A violation of the law carries a civil penalty of up to $1,000, or $3,000 if the person contacted is age 60 or older. 1 / 15 Yes, there is a National Do Not Call ListYou’ve probably learned that responding to an unwanted phone call with a “Don’t call this number” and hanging up won’t do much to stop unwanted calls. What could help is registering for the “National Do Not Call List” the Federal Trade Commission (FTC) opened 16 years ago. Well over 200 million phone numbers are registered. Learn how to get rid of those annoying telemarketers. 2 / 15  The DNC List only prohibits sales callsAn important thing to know about the National Do Not Call List—it can only stop sales calls. You may continue to receive:
3 / 15 Not all sales calls are prohibitedEven if you’re on the National Do Not Call List, you may still get sales calls from companies with whom you’ve recently done business; likewise, you may receive calls if you’ve given a company written permission to call you. To stop these calls, you will have to ask the company not to call you again—preferably in writing. At that point, the company is legally required to honor your request. 4 / 15 Not all companies are operating legallyMost legitimate companies will observe the National Do Not Call List and not call if you’re registered. However, since 2009 the FTC has seen a significant increase in the volume of illegal sales calls, including from companies that flat-out ignore the DNC List. One reason for this is the rise of robocalling, a practice that is completely illegal for the purpose of sales. Robocalling is permitted only by political candidates and charities. Read up on ways to stop robocalls for good. 5 / 15 What to do if you get an unwanted phone callIf you receive a sales call despite being on the National Do Not Call List, or if you ever receive a sales robocall, you should hang up immediately, recommends the FTC. In addition to the call being illegal, it’s likely the company is promoting some sort of scam. In addition, the FTC encourages you to file a complaint. 6 / 15 What you should never do if you get an unwanted phone callDon’t speak. Don’t press buttons. Don’t follow any directions, and please be aware that no company making a sales call has the power to put you on the Do Not Call List. Remember that any company offering to take you off its call list by following directions (pressing buttons, speaking to a live representative, etc.), is probably going to continue calling you, and perhaps even more often, according to the FTC. Also, keep an eye out for these other phone scams. 7 / 15 What the FTC does when you file a complaintAnyone who violates the list can be fined up to $41,484 per call, the FTC states. So far, the FTC has sued hundreds of companies responsible for unwanted calls and has obtained over a billion dollars in judgments against violators. So by registering, you’re helping to provide the FTC with more ammunition in the fight against illegal phone calls. 8 / 15 How to registerThe easiest way to register for the National Do Not Call List is to call 1-888-382-1222 from the phone you want to register (TTY: 1-866-290-4236). You can also register by visiting donotcall.gov. If you register online, you’ll receive an email containing a link you’ll need to click on within 72 hours, or your registration will not be completed. 9 / 15 Don’t let—or pay—someone to do it for youThe FTC urges everyone to register only their own number and to never pay anyone who claims they will register your number. You—and only you—should register your phone number with the DNC List. Don’t miss these 10 online scams to be aware of—and how to avoid them. 10 / 15 How many numbers can you register at a time?If you use the Do Not Call List link, you can register up to three phone numbers at any given time. If you have more than three to register, you will have to go through the registration process again. For each number you register, you will receive an email. If you wish to register more than three numbers, you can make another registration. 11 / 15 Please be patient because there could be a lagThe FTC says that although your registration will be completed on the spot, the info can take up to 31 days to reach companies and for them to stop calling. 12 / 15 Do you have to give the FTC your email?If you register for the DNC List online, yes. But the FTC specifies, “While we do collect an email address, it is collected only to confirm your registration. We do not keep it or store it with your phone number.” Check out how to prevent having your identity stolen online. 14 / 15 Don’t believe the viral lies about the National Do Not Call ListPlease don’t believe the false rumors circulating about the registry:
If you have registered a mobile or other telephone number already, you’ll never need to re-register. 15 / 15 You can take your number off the listYou can delete your number by calling 1-888-382-1222 from the telephone number you want to delete. Your number will be off the registry the next day, and telemarketing lists will be updated within 31 days. Next, find out the secrets an identity thief definitely doesn’t want you to know. Originally Published: July 09, 2019 Which of the following is a classification of communications with the public quizlet?Financial Industry Regulatory Authority (FINRA) has three classifications of communication with the public: correspondence is communication to 25 or fewer retail investors in a 30-day period; retail communications is to more than 25 retail investors in a 30-day period; and institutional communication is going to banks, ...
How long must customer complaints be kept on file by the broker dealer?Customer complaint records shall be preserved for a period of at least four years.
What are the three categories for communication as defined by finra?FINRA Rule 2210 (Communications with the Public) categorizes all communications into three categories—correspondence, retail communications or institutional communications—and sets principles-based content standards that are designed to apply to ongoing developments in communications technology and practices.
Which of the following records must be kept by a broker dealer firm for three years?The length of time your broker must keep records depends on the type of record. For example, brokers must retain blotters (records containing details of all purchases and sales of securities) for at least six years. But they must keep copies of trade confirmations for only three years.
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There are two types of do not call list. what are they and how long do names stay on the list?
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